Securities Law

Blue Sky Law is a comprehensive treatise on state securities regulation. This treatise discusses an array of topics related to the Blue Sky Law or state regulation of securities transactions, including what is a security, conflicts of law issues, federal preemption, securities and transactional exemptions, civil and criminal liability, and administrative and civil enforcement. It gives you a thorough examination of the authorities that have interpreted law and procedures in the United States, Guam, Puerto Rico, and the U.S. Virgin Islands. This focused discussion is based on the Uniform Securities Act, as amended, which has been adopted in part or in whole in most U.S. jurisdictions.

Organized by statutory remedy, Civil Liabilities: Enforcement & Litigation Under the 1933 Act analyzes the three basic liability provisions of the 1933 Act. Additionally, you'll find an overview of protected interests, an examination of SEC enforcement actions, a discussion of nonlitigious responses to violations, a review of materially misleading or defective registration statements, an exploration of secondary liability issues and the implied cause of action, and a discussion of the applicability of Rule 10b-5 liability.

Bromberg and Lowenfels on Securities Fraud is your key to working effectively with Rule 10b-5 and other antifraud provisions. It combines scholarly analysis with practical suggestions for handling investigations, enforcement actions, arbitrations, civil proceedings, and class actions. This classic treatise has been cited numerous times by the U.S. Supreme Court and hundreds of times by the lower federal courts, and is widely used by practicing lawyers.

Learn how to prevent fraud in securities transactions and address pending litigation. This treatise covers the six major types of fraud within Rule 10b-5. Discusses the practical application of the rule, offers litigation insights, and analyzes relevant related statutes and case law.

This resource discusses basic securities regulation issues and provides the specifics on a variety of topics, including registration requirements, process of registration, exemptions from and liabilities under the Securities Act, registration and reporting requirements, shareholder suffrage, corporate takeovers, and civil liability. First providing a general review of the law, the work then outlines each item in detail.

Includes: Fordham Journal of Corporate & Financial Law, Journal of Business & Securities Law, PIABA Bar Journal, and Securities Regulation Law Journal.

Select "Business & Economics" to see all journals related to corporate securities.

Select "Browse Subjects" at the top of the screen and search "Securities" to find subject tags related to securities.